| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就機構融資提供意見 | 2026-01-23 | - |
| RO | 證券交易 | 2026-01-23 | - | |
| Rep | 就機構融資提供意見 | 2025-09-29 | 2026-01-23 | |
| Rep | 證券交易 | 2025-09-29 | 2026-01-23 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2021-05-12 | 2025-09-14 |
| RO | 就證券提供意見 | 2021-05-12 | 2025-09-14 | |
| RO | 證券交易 | 2021-05-12 | 2025-09-14 | |
| Rep | 就機構融資提供意見 | 2020-06-30 | 2021-05-12 | |
| Rep | 就證券提供意見 | 2020-06-30 | 2021-05-12 | |
| Rep | 證券交易 | 2020-06-30 | 2021-05-12 | |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2017-12-15 | 2020-06-21 |
| Rep | 證券交易 | 2017-12-15 | 2020-06-21 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就機構融資提供意見 | 2017-07-26 | 2020-06-21 |
| Rep | 就證券提供意見 | 2017-07-26 | 2020-06-21 | |
| Rep | 證券交易 | 2017-07-26 | 2020-06-21 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2015-02-09 | 2017-07-07 |
| CLSA LIMITED | Rep | 證券交易 | 2014-02-10 | 2015-01-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2010-06-18 | 2014-02-09 |
已採集記錄中暫無金管局登記。