| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2020-09-16 | 2026-07-17 |
| Rep | 證券交易 | 2020-08-13 | 2026-07-17 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2020-08-13 | 2026-07-17 |
| CITIC Securities Brokerage (HK) Limited | Rep | 就證券提供意見 | 2011-03-07 | 2020-09-16 |
| Rep | 就證券提供意見 | 2006-02-20 | 2010-10-02 |