| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 證券交易 | 2016-07-01 | 2021-08-23 |
| Rep | 證券交易 | 2015-02-05 | 2016-06-30 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2015-02-05 | 2016-06-30 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-01-02 | 2013-09-14 |