| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | 期貨合約交易 | 2018-06-19 | 2021-07-23 |
| Rep | 證券交易 | 2018-06-19 | 2021-07-23 | |
| YUE XIU FUTURES COMPANY LIMITED | Rep | 期貨合約交易 | 2014-03-11 | 2018-05-18 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2013-09-17 | 2018-05-18 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2011-12-28 | 2013-08-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-05-25 | 2013-08-23 |