Liu, Hsiang Wen 劉湘雯
證監會中央編號:AHG443
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| YRD Asset Management Limited | Rep | 就證券提供意見 | 2020-05-18 | 2021-07-01 |
| Rep | 提供資產管理 | 2020-05-18 | 2021-07-01 | |
| Rep | 證券交易 | 2020-05-18 | 2021-07-01 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2011-11-24 | 2012-06-01 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2010-06-11 | 2012-06-01 |
| OPEN ASSET MANAGEMENT LIMITED | RO | 就證券提供意見 | 2008-04-01 | 2008-10-22 |
| Open Securities Limited | RO | 就證券提供意見 | 2008-04-01 | 2008-10-22 |
| RO | 證券交易 | 2006-09-29 | 2008-10-22 | |
| Rep | 就機構融資提供意見 | - | 2004-05-07 | |
| Rep | 就證券提供意見 | - | 2004-05-07 | |
| Rep | 提供資產管理 | - | 2004-05-07 | |
| Rep | 證券交易 | - | 2006-09-29 |