| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-06-16 | 2013-12-20 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2009-06-16 | 2013-12-20 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2004-07-09 | 2007-04-01 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2004-07-09 | 2007-04-01 |