| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 就證券提供意見 | 2025-10-20 | - |
| Rep | 證券交易 | 2025-10-20 | - | |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 就證券提供意見 | 2014-07-22 | 2025-09-26 |
| Rep | 證券交易 | 2014-07-22 | 2025-09-26 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2010-02-24 | 2014-07-04 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2010-02-24 | 2014-07-04 |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | 期貨合約交易 | 2008-03-14 | 2010-02-12 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 證券交易 | 2008-01-04 | 2010-02-12 |
已採集記錄中暫無金管局登記。