| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CPE Asset Management Limited | RO | 就證券提供意見 | 2022-10-31 | - |
| RO | 提供資產管理 | 2022-10-31 | - | |
| APlus Partners Asset Management Limited | RO | 就證券提供意見 | 2021-05-26 | 2022-01-01 |
| RO | 提供資產管理 | 2021-05-26 | 2022-01-01 | |
| Rep | 提供資產管理 | 2021-04-13 | 2021-05-26 | |
| Rep | 就證券提供意見 | 2021-03-05 | 2021-05-26 | |
| CITIC Securities International Global Markets Limited | Rep | 就證券提供意見 | 2020-08-13 | 2020-09-21 |
| Rep | 期貨合約交易 | 2020-08-13 | 2020-09-21 | |
| Rep | 證券交易 | 2020-08-13 | 2020-09-21 | |
| RO | 就證券提供意見 | 2017-05-23 | 2020-08-13 | |
| RO | 期貨合約交易 | 2017-05-23 | 2020-08-13 | |
| RO | 證券交易 | 2017-05-23 | 2020-08-13 | |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2013-06-19 | 2017-05-16 |
| CITIC Securities Brokerage (HK) Limited | RO | 就證券提供意見 | 2012-05-25 | 2017-05-16 |
| RO | 證券交易 | 2012-05-25 | 2017-05-16 | |
| Rep | 就證券提供意見 | 2008-08-04 | 2012-05-25 | |
| Rep | 證券交易 | 2008-08-04 | 2012-05-25 | |
| BEAR STEARNS ASIA LIMITED | Rep | 就證券提供意見 | 2006-10-27 | 2008-05-30 |
| Rep | 證券交易 | 2006-10-27 | 2008-05-30 |
已採集記錄中暫無金管局登記。