Personnel Hong Kong SFC License Details (ID 74346)

證監會牌照

沒有開始日期的人士至少自現行登記冊於2003年4月1日啟用時起已擔任該職位。

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機構	角色	受規管活動	開始日期	結束日期
Rifa Asset Management Limited	RO	就期貨合約提供意見	2017-10-27	2022-12-22
	RO	就證券提供意見	2017-10-27	2022-12-22
	RO	提供資產管理	2017-10-27	2022-12-22
TFI Asset Management Limited	RO	就期貨合約提供意見	2014-09-18	2016-09-27
	RO	提供資產管理	2014-06-27	2016-09-27
	Rep	就期貨合約提供意見	2014-04-10	2014-09-18
Rifa Futures Limited	RO	期貨合約交易	2014-04-08	2022-12-22
Rifa Securities Limited	RO	證券交易	2014-04-08	2022-12-22
TFI Asset Management Limited	RO	就證券提供意見	2014-04-08	2016-09-27
Rifa Futures Limited	Rep	期貨合約交易	2014-02-12	2014-04-08
Rifa Securities Limited	Rep	證券交易	2014-02-12	2014-04-08
TFI Asset Management Limited	Rep	就證券提供意見	2014-02-12	2014-04-08
XinKong International Securities Limited	RO	期貨合約交易	2013-03-25	2014-01-27
	Rep	期貨合約交易	2013-02-07	2013-03-25
XinKong International Asset Management Limited	RO	提供資產管理	2013-01-15	2014-01-27
XinKong International Securities Limited	RO	就證券提供意見	2013-01-15	2014-01-27
	RO	證券交易	2013-01-15	2014-01-27
	Rep	證券交易	2012-12-19	2013-01-15
Soochow Securities International Brokerage Limited	Rep	證券交易	2012-03-19	2012-12-18
CITIC Securities Brokerage (HK) Limited	Rep	證券交易	2008-06-12	2012-03-16
CITIC Securities Futures (HK) Limited	Rep	期貨合約交易	2008-06-12	2012-03-16
Ark Securities (Hong Kong) Limited	Rep	證券交易	2007-11-05	2008-06-07
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	期貨合約交易	2007-11-05	2008-06-07
KAISER SECURITIES LIMITED	Rep	證券交易	2004-08-12	2005-12-09