| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| WRise Prestige Asset Management Limited | Rep | 就證券提供意見 | 2026-01-19 | 2026-08-06 |
| WRise Prestige Securities Limited | Rep | 證券交易 | 2026-01-19 | 2026-08-06 |
| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2023-03-07 | 2025-07-28 |
| Rep | 證券交易 | 2023-03-07 | 2025-07-28 | |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 證券交易 | 2018-09-12 | 2022-02-16 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2006-07-28 | 2018-06-11 |