| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2017-09-25 | - |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2017-09-25 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2017-09-25 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2009-12-10 | 2017-08-25 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2009-12-10 | 2017-08-25 |