| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | 證券交易 | 2017-10-03 | 2021-06-30 |
| Rep | 證券交易 | 2014-07-03 | 2017-10-02 | |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2011-04-13 | 2014-03-15 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 證券交易 | 2010-11-15 | 2011-04-04 |
| Rep | 就證券提供意見 | 2009-09-08 | 2011-04-04 |