| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2026-01-07 | - |
| aacat fintech Limited | Rep | 證券交易 | 2023-05-11 | 2024-06-04 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | 期貨合約交易 | 2020-05-29 | 2021-07-05 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 證券交易 | 2020-05-12 | 2021-07-05 |
| Fosun International Securities Limited | Rep | 證券交易 | 2017-06-13 | 2020-04-08 |
| DONGXING SECURITIES (HONG KONG) COMPANY LIMITED | Rep | 證券交易 | 2016-08-11 | 2017-05-14 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | 期貨合約交易 | 2015-06-01 | 2016-07-29 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | 證券交易 | 2015-06-01 | 2016-07-29 |
| CITIC Securities Futures (HK) Limited | Rep | 期貨合約交易 | 2010-06-23 | 2015-05-12 |
| CITIC Securities Brokerage (HK) Limited | Rep | 證券交易 | 2010-05-18 | 2015-05-12 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | 期貨合約交易 | 2009-10-19 | 2010-05-10 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 證券交易 | 2009-10-19 | 2010-05-10 |
已採集記錄中暫無金管局登記。