| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited | Rep | 就證券提供意見 | 2026-01-14 | - |
| Rep | 證券交易 | 2026-01-14 | - | |
| Guolian Securities International Capital Market Co., Limited | RO | 就機構融資提供意見 | 2025-08-14 | - |
| Rep | 就機構融資提供意見 | 2025-07-11 | 2025-08-14 | |
| CEB International Capital Corporation Limited | RO | 就機構融資提供意見 | 2019-10-03 | 2024-02-01 |
| RO | 就證券提供意見 | 2019-10-03 | 2024-02-01 | |
| RO | 證券交易 | 2019-10-03 | 2024-02-01 | |
| Rep | 就機構融資提供意見 | 2019-07-19 | 2019-10-03 | |
| Rep | 就證券提供意見 | 2019-07-19 | 2019-10-03 | |
| Rep | 證券交易 | 2019-07-19 | 2019-10-03 | |
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2015-04-23 | 2019-07-03 |
| RO | 就證券提供意見 | 2015-04-23 | 2019-07-03 | |
| CLSA LIMITED | RO | 證券交易 | 2015-04-23 | 2019-07-03 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就證券提供意見 | 2007-08-17 | 2016-01-01 |
| RO | 就機構融資提供意見 | 2006-04-19 | 2016-01-01 | |
| RO | 證券交易 | 2006-04-19 | 2016-01-01 | |
| Rep | 提供資產管理 | 2003-04-01 | 2003-12-31 | |
| Rep | 就證券提供意見 | 2003-04-01 | 2004-07-30 | |
| Rep | 就機構融資提供意見 | 2003-04-01 | 2006-04-19 | |
| Rep | 證券交易 | 2003-04-01 | 2006-04-19 |
已採集記錄中暫無金管局登記。