| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | 就機構融資提供意見 | 2024-08-01 | - |
| Rep | 就機構融資提供意見 | 2022-11-24 | 2024-08-01 | |
| RO | 證券交易 | 2022-03-04 | - | |
| RO | 就機構融資提供意見 | 2022-03-04 | 2022-11-24 | |
| Rep | 就機構融資提供意見 | 2021-11-01 | 2022-03-04 | |
| Rep | 證券交易 | 2021-11-01 | 2022-03-04 | |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2017-05-17 | 2021-08-31 |
| Rep | 證券交易 | 2017-05-17 | 2021-08-31 | |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-23 | 2016-10-24 |
| Rep | 就證券提供意見 | 2015-04-23 | 2016-10-24 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-23 | 2016-10-24 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2011-08-02 | 2016-01-01 |
| Rep | 就證券提供意見 | 2011-08-02 | 2016-01-01 | |
| Rep | 證券交易 | 2011-08-02 | 2016-01-01 |
已採集記錄中暫無金管局登記。