| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Guoxin International Asset Management Limited | RO | 就證券提供意見 | 2012-07-31 | 2017-07-14 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2009-09-15 | 2011-12-01 |
| Rep | 就證券提供意見 | 2009-09-15 | 2011-12-01 | |
| Rep | 證券交易 | 2009-09-15 | 2011-12-01 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2003-10-17 | 2005-03-17 |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | - | 2003-10-17 |
| Rep | 提供資產管理 | - | 2003-10-17 | |
| Rep | 提供自動化交易服務 | - | 2003-10-17 | |
| Rep | 就機構融資提供意見 | - | 2005-03-17 | |
| Rep | 證券交易 | - | 2005-03-17 |