| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CMB International Securities Limited | Rep | 證券交易 | 2024-12-31 | - |
| CMB International Capital Limited | Rep | 就機構融資提供意見 | 2021-09-28 | - |
| Rep | 證券交易 | 2021-09-28 | - | |
| China Renaissance Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2019-01-08 | 2021-08-06 |
| Rep | 就證券提供意見 | 2019-01-08 | 2021-08-06 | |
| Rep | 證券交易 | 2019-01-08 | 2021-08-06 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2011-06-01 | 2014-11-01 |
| Rep | 就證券提供意見 | 2011-06-01 | 2014-11-01 | |
| Rep | 證券交易 | 2011-06-01 | 2014-11-01 |