| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2021-12-21 | 2024-06-03 |
| Rep | 就證券提供意見 | 2021-12-21 | 2024-06-03 | |
| CLSA LIMITED | Rep | 證券交易 | 2021-12-21 | 2024-06-03 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-23 | 2017-07-22 |
| Rep | 就證券提供意見 | 2015-04-23 | 2017-07-22 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-23 | 2017-07-22 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2011-08-08 | 2016-01-01 |
| Rep | 就證券提供意見 | 2011-08-08 | 2016-01-01 | |
| Rep | 證券交易 | 2011-08-08 | 2016-01-01 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就機構融資提供意見 | 2010-08-20 | 2011-07-28 |