| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Sinolink International Corporate Finance Limited | RO | 就機構融資提供意見 | 2026-06-18 | - |
| SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | RO | 就機構融資提供意見 | 2024-07-31 | - |
| Rep | 就機構融資提供意見 | 2024-06-12 | 2024-07-31 | |
| China Renaissance Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2021-09-14 | 2023-06-26 |
| RO | 就證券提供意見 | 2021-09-14 | 2023-06-26 | |
| RO | 證券交易 | 2021-09-14 | 2023-06-26 | |
| Rep | 就機構融資提供意見 | 2021-07-05 | 2021-09-14 | |
| Rep | 就證券提供意見 | 2021-07-05 | 2021-09-14 | |
| Rep | 證券交易 | 2021-07-05 | 2021-09-14 | |
| CITIC Securities (Hong Kong) Limited | RO | 就機構融資提供意見 | 2020-01-06 | 2021-04-30 |
| RO | 就證券提供意見 | 2020-01-06 | 2021-04-30 | |
| CLSA LIMITED | RO | 證券交易 | 2020-01-06 | 2021-04-30 |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-24 | 2020-01-06 |
| Rep | 就證券提供意見 | 2015-04-24 | 2020-01-06 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-24 | 2020-01-06 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2009-05-14 | 2016-01-01 |
| Rep | 就證券提供意見 | 2009-05-14 | 2016-01-01 | |
| Rep | 證券交易 | 2009-05-14 | 2016-01-01 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-08-14 | 2008-12-10 |
| Rep | 就證券提供意見 | 2007-08-14 | 2008-12-10 | |
| Rep | 證券交易 | 2007-08-14 | 2008-12-10 |
已採集記錄中暫無金管局登記。