| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就證券提供意見 | 2023-02-10 | - |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就機構融資提供意見 | 2021-10-06 | - |
| Rep | 就機構融資提供意見 | 2016-05-24 | 2021-10-06 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 證券交易 | 2016-05-24 | - |
| CITIC Securities (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2015-04-24 | 2015-07-17 |
| Rep | 就證券提供意見 | 2015-04-24 | 2015-07-17 | |
| CLSA LIMITED | Rep | 證券交易 | 2015-04-24 | 2015-07-17 |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就機構融資提供意見 | 2007-12-11 | 2015-07-17 |
| Rep | 就證券提供意見 | 2007-12-11 | 2015-07-17 | |
| Rep | 證券交易 | 2007-12-11 | 2015-07-17 |