| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| FIRST SHANGHAI SECURITIES LIMITED | Rep | 證券交易 | 2026-07-08 | - |
| CITIC Securities Asset Management (HK) Limited | Rep | 就證券提供意見 | 2008-09-24 | 2014-01-01 |
| Rep | 提供資產管理 | 2008-09-24 | 2014-01-01 | |
| CHINA SHENGHAI INVESTMENT MANAGEMENT LIMITED | Rep | 就證券提供意見 | 2008-01-17 | 2008-08-31 |
| Rep | 提供資產管理 | 2008-01-17 | 2008-08-31 | |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2003-04-01 | 2007-11-30 |