| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-03 | 2025-08-12 |
| Rep | 就證券提供意見 | 2011-04-11 | 2025-08-12 | |
| RO | 提供自動化交易服務 | 2008-03-31 | 2018-10-08 | |
| RO | 證券交易 | 2007-10-15 | 2025-08-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-05-11 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2003-09-26 | 2007-10-15 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就機構融資提供意見 | - | 2003-09-13 |
| Rep | 就證券提供意見 | - | 2003-09-13 | |
| Rep | 提供資產管理 | - | 2003-09-13 | |
| Rep | 證券交易 | - | 2003-09-13 |