| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 就機構融資提供意見 | 2014-05-29 | 2016-11-01 |
| RO | 證券交易 | 2014-05-29 | 2016-11-01 | |
| Rep | 就機構融資提供意見 | 2009-01-23 | 2014-05-29 | |
| Rep | 證券交易 | 2009-01-23 | 2014-05-29 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-01-23 | 2012-01-31 |