| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Commerz Securities Hong Kong Limited | Rep | 證券交易 | 2013-02-15 | 2015-01-15 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2010-11-15 | 2012-06-08 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-11-15 | 2012-06-08 |
| Rep | 證券交易 | 2010-11-15 | 2012-06-08 | |
| SJS Markets Limited | Rep | 證券交易 | 2010-03-04 | 2010-10-26 |