| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就機構融資提供意見 | 2014-05-15 | 2017-06-16 |
| Rep | 就證券提供意見 | 2014-05-15 | 2017-06-16 | |
| Rep | 證券交易 | 2014-05-15 | 2017-06-16 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-05-04 | 2013-01-14 |
| Rep | 證券交易 | 2007-05-04 | 2013-01-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2007-05-04 | 2012-01-31 |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2006-08-21 | 2007-01-25 |
| Rep | 證券交易 | 2006-08-21 | 2007-01-25 |