| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-21 | 2015-09-05 |
| Rep | 證券交易 | 2011-08-05 | 2015-09-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-08-05 | 2013-08-31 |
| Rep | 證券交易 | 2011-08-05 | 2013-08-31 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2007-09-21 | 2008-11-19 |
| Rep | 證券交易 | 2007-08-23 | 2008-11-19 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2006-09-30 | 2007-08-07 |
| Rep | 提供資產管理 | 2006-09-30 | 2007-08-07 | |
| Rep | 證券交易 | 2006-09-30 | 2007-08-07 | |
| BKHK Limited | Rep | 就證券提供意見 | 2005-04-18 | 2006-09-29 |
| Rep | 提供資產管理 | 2005-04-18 | 2006-09-29 |