| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就機構融資提供意見 | 2022-06-23 | 2026-04-21 |
| Rep | 就證券提供意見 | 2022-06-23 | 2026-04-21 | |
| Rep | 證券交易 | 2022-06-23 | 2026-04-21 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-10-14 | 2022-03-30 |
| Rep | 證券交易 | 2009-10-14 | 2022-03-30 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-10-14 | 2012-01-31 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2008-03-25 | 2009-08-03 |
| Rep | 就機構融資提供意見 | 2008-03-10 | 2009-08-03 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就機構融資提供意見 | 2006-08-02 | 2008-01-21 |
| Rep | 就證券提供意見 | 2006-08-02 | 2008-01-21 |