| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited | Rep | 就證券提供意見 | 2023-11-14 | 2025-08-25 |
| Rep | 提供資產管理 | 2023-11-14 | 2025-08-25 | |
| Rep | 證券交易 | 2023-11-14 | 2025-08-25 | |
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2018-08-07 | 2019-03-13 |
| Rep | 證券交易 | 2018-08-07 | 2019-03-13 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2015-06-05 | 2016-07-30 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-01-20 | 2015-05-26 |
| Rep | 證券交易 | 2011-01-20 | 2015-05-26 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-01-20 | 2012-01-31 |