| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| S&P GLOBAL RATINGS HONG KONG LIMITED | Rep | 提供信貸評級服務 | 2026-11-04 | - |
| FITCH (HONG KONG) LIMITED | Rep | 提供信貸評級服務 | 2018-06-11 | 2022-07-12 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2010-09-20 | 2018-05-18 |
| Rep | 證券交易 | 2010-09-20 | 2018-05-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2010-09-20 | 2012-01-31 |
| RBS Asia Corporate Finance Limited | Rep | 就機構融資提供意見 | 2010-02-17 | 2010-08-02 |
| Rep | 證券交易 | 2010-02-17 | 2010-08-02 |
已採集記錄中暫無金管局登記。