| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Mega Success Investment Management Limited | Rep | 就證券提供意見 | 2020-10-27 | 2021-08-31 |
| Rep | 提供資產管理 | 2020-10-27 | 2021-08-31 | |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2016-01-15 | 2017-12-12 |
| Rep | 證券交易 | 2010-11-10 | 2017-12-12 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-11-10 | 2011-03-11 |
| Rep | 證券交易 | 2010-11-10 | 2013-08-31 |