| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 證券交易 | 2022-06-14 | 2024-09-27 |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2022-06-14 | 2024-09-27 |
| Credit Suisse (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2018-01-16 | 2022-03-11 |
| Rep | 就證券提供意見 | 2016-08-31 | 2022-03-11 | |
| Rep | 期貨合約交易 | 2012-11-22 | 2022-03-11 | |
| Rep | 證券交易 | 2012-11-22 | 2022-03-11 | |
| Citigroup Global Markets Asia Limited | Rep | 就證券提供意見 | 2011-09-05 | 2012-10-15 |
| Rep | 證券交易 | 2009-09-21 | 2012-10-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-09-21 | 2012-10-15 |