| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | RO | 就證券提供意見 | 2023-08-24 | 2024-10-18 |
| RO | 期貨合約交易 | 2023-08-24 | 2024-10-18 | |
| RO | 證券交易 | 2023-08-24 | 2024-10-18 | |
| Rep | 期貨合約交易 | 2013-06-03 | 2023-08-24 | |
| Rep | 就證券提供意見 | 2010-10-21 | 2023-08-24 | |
| Rep | 證券交易 | 2004-01-19 | 2023-08-24 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2004-01-19 | 2013-08-31 |