| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2022-06-16 | - |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2022-06-16 | - |
| Rep | 期貨合約交易 | 2022-06-09 | - | |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就期貨合約提供意見 | 2018-03-29 | 2022-06-03 |
| Rep | 期貨合約交易 | 2018-03-29 | 2022-06-03 | |
| MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | 提供資產管理 | 2013-08-27 | 2013-10-14 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-12-16 | 2012-11-15 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-12-16 | 2012-11-15 |
| Rep | 證券交易 | 2009-12-16 | 2012-11-15 |
已採集記錄中暫無金管局登記。