| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就證券提供意見 | 2018-09-06 | 2021-01-21 |
| Rep | 就機構融資提供意見 | 2017-11-08 | 2021-01-21 | |
| Rep | 證券交易 | 2017-11-08 | 2021-01-21 | |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 證券交易 | 2017-11-08 | 2021-01-21 |
| ICBC INTERNATIONAL CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2013-06-25 | 2014-09-04 |
| Rep | 證券交易 | 2013-06-25 | 2014-09-04 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-05-27 | 2013-06-07 |
| Rep | 證券交易 | 2011-05-27 | 2013-06-07 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-05-27 | 2012-01-31 |