| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 證券交易 | 2021-08-23 | 2022-04-25 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-04 | 2015-03-25 |
| Rep | 證券交易 | 2007-02-05 | 2015-03-25 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-02-05 | 2013-08-31 |
| Rep | 證券交易 | 2007-02-05 | 2013-08-31 | |
| HSBC SECURITIES (ASIA) LIMITED | Rep | 就機構融資提供意見 | - | 2003-12-16 |
| Rep | 就證券提供意見 | - | 2003-12-16 | |
| Rep | 提供資產管理 | - | 2003-12-16 | |
| Rep | 證券交易 | - | 2005-11-14 |