| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2023-05-10 | 2024-08-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2023-05-10 | 2024-08-09 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2023-02-17 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-10-16 | 2013-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2007-08-24 | 2023-02-17 |