| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2009-02-05 | 2011-12-01 |
| Rep | 證券交易 | 2009-02-05 | 2011-12-01 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2009-02-05 | 2011-12-01 |
| Credit Suisse (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2008-03-10 | 2008-12-10 |
| Rep | 就證券提供意見 | 2008-03-10 | 2008-12-10 | |
| Rep | 證券交易 | 2008-03-10 | 2008-12-10 |