| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-17 | 2018-04-20 |
| Rep | 證券交易 | 2007-07-31 | 2018-04-20 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2007-07-31 | 2013-08-31 |
| Rep | 證券交易 | 2007-07-31 | 2013-08-31 | |
| iBest Consultants Limited | Rep | 就證券提供意見 | 2004-02-25 | 2005-02-01 |
| Rep | 提供資產管理 | 2004-02-25 | 2005-02-01 |