| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| J.P. MORGAN SECURITIES (FAR EAST) LIMITED | RO | 就機構融資提供意見 | 2021-07-28 | 2023-05-19 |
| RO | 就證券提供意見 | 2021-07-28 | 2023-05-19 | |
| RO | 證券交易 | 2021-07-28 | 2023-05-19 | |
| Rep | 就機構融資提供意見 | 2013-06-21 | 2021-07-28 | |
| Rep | 就證券提供意見 | 2013-06-21 | 2021-07-28 | |
| Rep | 證券交易 | 2013-06-21 | 2021-07-28 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-07-21 | 2013-05-21 |
| Rep | 證券交易 | 2011-07-21 | 2013-05-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-07-21 | 2012-01-31 |