| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| China Vered Asset Management (Hong Kong) Limited | Rep | 就證券提供意見 | 2016-07-08 | 2017-09-22 |
| China Vered Securities Limited | Rep | 證券交易 | 2016-07-08 | 2017-09-22 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2010-11-03 | 2016-01-20 |
| Rep | 證券交易 | 2010-11-03 | 2016-01-20 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2010-11-03 | 2012-01-31 |
| MACQUARIE CAPITAL LIMITED | Rep | 就機構融資提供意見 | 2007-08-24 | 2010-09-28 |
| Rep | 證券交易 | 2007-08-24 | 2010-09-28 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就機構融資提供意見 | 2007-08-24 | 2010-09-28 |