| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就證券提供意見 | 2022-01-06 | 2024-12-13 |
| Rep | 證券交易 | 2022-01-06 | 2026-01-08 | |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-08-30 | 2014-01-13 |
| Rep | 證券交易 | 2011-08-30 | 2014-01-13 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-08-30 | 2012-01-31 |