| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | 就證券提供意見 | 2023-01-09 | - |
| Rep | 就機構融資提供意見 | 2022-01-28 | - | |
| Rep | 證券交易 | 2022-01-28 | - | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2015-09-22 | 2019-08-30 |
| Rep | 證券交易 | 2015-09-22 | 2019-08-30 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就機構融資提供意見 | 2014-09-08 | 2015-08-14 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2011-01-19 | 2014-07-15 |
| Rep | 證券交易 | 2011-01-19 | 2014-07-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 證券交易 | 2011-01-19 | 2012-01-31 |
已採集記錄中暫無金管局登記。