| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-03 | 2017-06-29 |
| Rep | 證券交易 | 2011-03-16 | 2017-06-29 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-03-16 | 2013-08-31 |
| Rep | 證券交易 | 2011-03-16 | 2013-08-31 | |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2007-08-06 | 2011-02-22 |