| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期貨合約交易 | 2018-09-20 | - |
| Everbright Securities Investment Services (HK) Limited | Rep | 就證券提供意見 | 2016-09-26 | - |
| Rep | 證券交易 | 2016-09-26 | - | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-21 | 2015-12-05 |
| Rep | 證券交易 | 2011-03-28 | 2015-12-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-03-28 | 2013-08-31 |
| Rep | 證券交易 | 2011-03-28 | 2013-08-31 |