| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 提供資產管理 | 2024-09-04 | - |
| Rep | 證券交易 | 2024-09-04 | - | |
| GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | 期貨合約交易 | 2024-09-04 | - |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2014-08-01 | 2020-08-31 |
| Merrill Lynch Far East Limited | Rep | 期貨合約交易 | 2014-08-01 | 2020-08-31 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-30 | 2014-06-10 |
| Rep | 證券交易 | 2010-10-13 | 2014-06-10 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-10-13 | 2013-08-31 |
| Rep | 證券交易 | 2010-10-13 | 2013-08-31 | |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期貨合約交易 | 2007-03-21 | 2008-10-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 證券交易 | 2006-04-19 | 2008-10-22 |
| Merrill Lynch Far East Limited | Rep | 證券交易 | 2006-04-19 | 2008-10-22 |
金管局記錄暫時無法載入，請稍後重試。