Lee, Yen Ching Karen 李燕菁
證監會中央編號:AOY393
| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ORTUS CAPITAL MANAGEMENT LIMITED | Rep | 提供資產管理 | 2013-01-29 | 2014-01-04 |
| Citigroup Global Markets Asia Limited | Rep | 就機構融資提供意見 | 2010-06-21 | 2012-04-25 |
| Rep | 證券交易 | 2010-06-21 | 2012-04-25 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-06-21 | 2012-04-25 |
| Rep | 證券交易 | 2010-06-21 | 2012-04-25 | |
| Morgan Stanley Asia Limited | Rep | 就機構融資提供意見 | 2007-05-21 | 2009-03-27 |
| Rep | 證券交易 | 2007-05-21 | 2009-03-27 |