| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-09-10 | 2012-02-03 |
| Citigroup Global Markets Asia Limited | Rep | 證券交易 | 2009-08-10 | 2012-02-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 證券交易 | 2008-10-10 | 2009-05-01 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 證券交易 | 2005-04-15 | 2008-09-29 |