| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| ExodusPoint Capital Management Hong Kong, Limited | Rep | 提供資產管理 | 2021-10-15 | 2024-07-01 |
| Morgan Stanley Asia Limited | Rep | 證券交易 | 2017-06-21 | 2019-05-09 |
| Morgan Stanley Hong Kong Securities Limited | Rep | 期貨合約交易 | 2017-06-21 | 2019-05-09 |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2014-10-15 |
| Rep | 就機構融資提供意見 | 2012-06-01 | 2014-10-15 | |
| Rep | 證券交易 | 2011-02-18 | 2014-10-15 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2011-02-18 | 2013-08-31 |
| Rep | 證券交易 | 2011-02-18 | 2013-08-31 |