| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 就證券提供意見 | 2021-03-30 | 2021-07-16 |
| Rep | 證券交易 | 2021-03-30 | 2021-07-16 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-06-21 | 2015-09-05 |
| Rep | 證券交易 | 2009-03-09 | 2015-09-05 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2009-03-09 | 2013-08-31 |
| Rep | 證券交易 | 2009-03-09 | 2013-08-31 |