| 機構 | 角色 | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期貨合約交易 | 2025-02-17 | - |
| Rep | 證券交易 | 2025-02-17 | - | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 期貨合約交易 | 2023-07-18 | 2024-11-22 |
| UBS SECURITIES ASIA LIMITED | Rep | 期貨合約交易 | 2021-04-28 | 2024-11-22 |
| Rep | 證券交易 | 2021-03-23 | 2024-11-22 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | 證券交易 | 2021-03-23 | 2024-11-22 |
| SG SECURITIES (HK) LIMITED | Rep | 證券交易 | 2018-01-11 | 2021-02-19 |
| CSOP Asset Management Limited | Rep | 證券交易 | 2015-07-22 | 2017-12-15 |
| Rep | 就證券提供意見 | 2015-01-29 | 2017-12-15 | |
| Rep | 提供資產管理 | 2015-01-29 | 2017-12-15 | |
| Citigroup Global Markets Asia Limited | Rep | 期貨合約交易 | 2013-05-31 | 2014-11-14 |
| Rep | 證券交易 | 2010-12-14 | 2014-11-14 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期貨合約交易 | 2010-12-14 | 2013-08-31 |
已採集記錄中暫無金管局登記。